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RBC / PH&N Discount Broker Trailing Commissions Settlement
Why this might matter to you
The proposed $45 million RBC / PH&N settlement concerns trailing fees paid by mutual funds held through discount brokers, which typically cannot provide investment advice. The case alleges investors paid for advice they did not receive. The September 8, 2026 hearing date has passed, and the class-counsel page still has no announced RBC Claim Form or deadline. Court approval remains unconfirmed from that source.
The proposed class concerns investors, wherever they reside, who held units of RBC Mutual Fund or PH&N Mutual Fund trusts through a discount broker between December 28, 2003 and July 25, 2024. This is separate from the CIBC/Renaissance trailing-commissions claims period now described elsewhere on Siskinds' page. No RBC-specific compensation Claim Form or deadline has been confirmed.
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The proposed class concerns investors, wherever they reside, who held units of RBC Mutual Fund or PH&N Mutual Fund trusts through a discount broker between December 28, 2003 and July 25, 2024. This is separate from the CIBC/Renaissance trailing-commissions claims period now described elsewhere on Siskinds' page. No RBC-specific compensation Claim Form or deadline has been confirmed.
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Last checked
October 27, 2026
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